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London the City

AIFMD framework revamp aims to boost fund growth

AIFMD framework revamp aims to boost fund growth 1200 675 Risky Women
Easier for firms to grow, compete, and innovate whilst ensuring sensible risk behaviour and consumer protection?
London the City

FCA issues Dear CEO letter setting out CFD strategy

FCA issues Dear CEO letter setting out CFD strategy 1200 675 Risky Women
Navigating FCA’s regulatory expectations for contract for difference firms. Get insights into the Dear CEO letter and strategies for compliance.
London Risky Women Networking 2023-12-19

Will the FCA’s Financial Crime Guide updates go far enough?

Will the FCA’s Financial Crime Guide updates go far enough? 1200 1600 Risky Women
Will they provide firms with practical, sector-specific guidance? Will they provide clear expectations around financial crime systems and controls?
nyc stock exchange

What you need to know about Rule 13f-2 and Form SHO

What you need to know about Rule 13f-2 and Form SHO 1400 788 Risky Women
SEC’s confidential filing mandate to provide detailed insights on short positions & daily trading activities by investment managers exceeding certain thresholds
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